Derivatives law

Results: 166



#Item
101Financial services / Institutional investors / Financial markets / United States securities law / Derivative / Hedge fund / Mark-to-market accounting / Mutual fund / Securities regulation in the United States / Financial economics / Investment / Finance

Concept Release; Request for Comments: Use of Derivatives by Investment Companies under the Investment Company Act of 1940

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Source URL: www.sec.gov.

Language: English - Date: 2011-09-09 15:09:04
102Cannabis smoking / Cannabis laws / Canada / Canadian criminal law / Controlled Drugs and Substances Act / Health Canada / Legality of cannabis / Medical cannabis / Prohibition of drugs / Cannabis / Pharmacology / Law

Definitions SENSIBLE POLICING ACT 1. “cannabis” means cannabis, its preparations, derivatives and similar synthetic preparations, including

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Source URL: sensiblebc.ca

Language: English - Date: 2012-09-17 03:51:04
103United States securities law / Investment / Financial system / Derivative / Security / Futures contract / Securities Act / Amend / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission

ASC NOTICE AND REQUEST FOR COMMENT PROPOSED CONSEQUENTIAL RULE AMENDMENTS RELATING TO DERIVATIVES REGULATION AND THE SECURITIES AMENDMENT ACT, 2014 July 24, 2014 Introduction

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Source URL: www.albertasecurities.com

Language: English - Date: 2014-07-25 18:16:12
104Contract law / Counterparty / Trade Repository / Derivative / Securities Act / Financial economics / Financial system / Finance

MANITOBA SECURITIES COMMISSION NOTICE OF AMENDMENTS TO MANITOBA SECURITIES COMMISSION RULE[removed]TRADE REPOSITORIES AND DERIVATIVES DATA REPORTING AND COMPANION POLICY 91-507CP

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2014-04-19 13:22:23
105New Deal / Securities Act / Financial regulation / Canadian securities regulation / Securities Commission / Financial economics / Law / Form 144 / Exempt market dealer / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

MSC Notice[removed]Proclamation of Amendments to The Securities Act and Transitional matters relating to the regulation of Derivatives under the Act The Manitoba Securities Commission (Commission or MSC) is publishing th

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Source URL: www.msc.gov.mb.ca

Language: English - Date: 2013-12-18 14:24:13
106Financial system / 73rd United States Congress / United States Securities and Exchange Commission / 76th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Systemic risk / Securities Exchange Act / Securities regulation in the United States / International Swaps and Derivatives Association / United States securities law / Financial economics / Financial regulation

SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230, 240 and 260 [Release Nos[removed]; [removed]; [removed]; File No. S7[removed]RIN 3235-AL17 EXTENSION OF EXEMPTIONS FOR SECURITY-BASED SWAPS AGENCY: Securities and Exchange

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Source URL: www.sec.gov.

Language: English - Date: 2014-02-05 13:31:33
107Financial markets / Financial services / Investment / Canadian law / Canadian securities regulation / Over-the-counter / Autorité des marchés financiers / Derivative / Securities Commission / Financial economics / Finance / Financial system

Microsoft Word[removed]CSA re[removed]Derivatives Registration

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Source URL: www.piacweb.org

Language: English - Date: 2013-06-17 14:36:30
108Private law / United States bankruptcy law / Law / 109th United States Congress / Bankruptcy Abuse Prevention and Consumer Protection Act / Chapter 11 /  Title 11 /  United States Code / Automatic stay / Derivative / Unfair preference / Bankruptcy / Business / Insolvency

[12 Nov[removed]Draft] The Bankruptcy-Law Safe Harbor for Derivatives: A Path-Dependence Analysis1 Steven L. Schwarcz 2 & Ori Sharon 3

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Source URL: chicagofed.org

Language: English - Date: 2013-11-12 16:02:06
109Financial markets / Business law / United States housing bubble / Property law / Security interest / Short / Security / Collateral / International Swaps and Derivatives Association / Finance / Business / Financial economics

February 24, 2014 Via Electronic Submission: [removed] Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-02-25 16:12:17
110Lamfalussy process / Europe / Financial markets / Directive / Markets in Financial Instruments Directive / Committee of European Securities Regulators / Financial regulation / European Union / European Union law

Federation of European Securities Exchanges Futures and Options Association International Primary Market Association International Securities Market Association International Swaps and Derivatives Association London Inve

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Source URL: ec.europa.eu

Language: English - Date: 2008-09-01 06:58:47
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